Risk and Compliance Officers

Balancing compliance, portfolio risk, audits, regulations, and data security can be challenging. Constant vigilance is key.

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Protect and Defend

With the right software solution, you can utilize data and insights to achieve your goals and protect your reputation.
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Maintain Compliance

Establish operations to satisfy regulatory changes and compliance.

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Mitigate Portfolio Risk

Leverage data to understand potential risk across all portfolios.

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Make Sound Decisions

Standardize processes to remove bias and maintain consistency.

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Sail Through Audits

Balance all of the above to avoid audit fears and failures.

A Platform Built For Compliance

With Baker Hill NextGen® the tools for successful risk management are baked in.
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Consistent Compliance

Extend the reach of your compliance department by creating consistent processes across the entire loan lifecycle

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Tickler Workflows to Stay on Track

Automate tickler management and never miss a step. Gain visibility and transparency while staying compliant.

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Automated Risk Rules are Always On

Proactively monitor your portfolio to identify potential pitfalls before they happen. Reduce risk and sleep soundly.

Institutionalizing Risk Management

Discover risk management insights in our whitepaper.

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Risk is Everyone’s Job

Institutionalize best practices and standardize processes to help manage risk across all departments.

Your Partner in Risk Reduction

We know risk management, but don’t just take our word for it. See what our clients are saying.
500 %
Business loan portfolio growth
15,000
Local businesses served
2 x
Loan application volume

Resources for Risk Management

Learn how an LOS supports sound risk management strategies.

A Journey to Embracing Banking Technology Solutions (Clone)
Digital Experience, Industry Trends
A Journey to Embracing Banking Technology Solutions (Clone)

By: Cacie Lunt

The Future Power of Agentic AI: Banking’s Next Leap Forward
Digital Experience, Commercial Lending, Industry Trends
The Future Power of Agentic AI: Banking’s Next Leap Forward

By: Mike Horrocks

What “Jaws” Teaches Us about Business Lending (50 Years Later)
Commercial Lending, Industry Trends
What “Jaws” Teaches Us about Business Lending (50 Years Later)

By: Mike Horrocks

Why Commercial Real Estate Is Like the I-95 Collapse… and How Lenders Can Stay on Track
Commercial Lending, Industry Trends
Why Commercial Real Estate Is Like the I-95 Collapse… and How Lenders Can Stay on Track

By: Mike Horrocks

Mastering the Game of Member Business Lending: Navigating the Rules You Can’t Control
Regulations & Compliance, Risk Management, Commercial Lending
Mastering the Game of Member Business Lending: Navigating the Rules You Can’t Control

By: Mike Horrocks

Frequently Asked Questions

You’ve got questions, we have answers. Here are common questions we field regularly.

What is a good risk management strategy?

A good risk management strategy is multi-faceted and varies from institution to institution, but will generally include components of standardized processes, compliance training, risk assessments, mitigation, reputation management, and technology. Understanding an institution’s appetite for risk, warning triggers to identify risk, and a playbook for responding to risk are critical.

How does Baker Hill’s software help lower risk?

Our portfolio monitoring solution is an always-on automated risk management tool that aligns with your institution’s risk appetite and parameters to set up alerts and notify bankers of any pitfalls in real-time. Our loan origination solution includes features such as workflows and tickler management, and helps lower risk by reducing manual entry and re-keying of data where errors can happen.

How does Baker Hill stay up-to-date on compliance and regulatory changes?

Baker Hill’s top subject matter experts and analysts follow regulatory changes closely and guide our roadmap as needed. Ever-changing mandates mean Baker Hill is constantly innovating to help solve your compliance needs.

What security measures are in place to protect customer data?

We understand that compliance is critical and customer data needs protected more than ever. Baker Hill NextGen® is a cloud-based SaaS platform built with the Microsoft Azure platform. We are SOC-2 certified and use CrowdStrike for additional layers of data security.

Can Baker Hill provide examples of other institutions that have successfully implemented this software?

Yes! Don’t just take our word for it, we have client stories from a variety of institutions (hyperlink to client stories). We can also connect you to others via reference calls later into the purchasing process.

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Protect and Defend Against Risk

Proactively monitor your portfolio with consistent, always-on risk management solutions.